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The Emergence Of On-line Tradi
Part 1 of Paper
....ernet became an everyday household word. Now, much attention surrounds on-line investing in the brokerage industry. On-line investing has only recently begun to expand at astronomical rates. As personal computers become nearly an essential part of life, consumers are beginning to manage their portfolios on-line. Fu.... Part 2 of Paper
.... The Securities and Exchange Commission (SEC) and the NASD Regulation (NASDR) regulate these firms. "The Nard's responsibilities include establishing rules governing its broker/dealer members' business conduct; setting qualification standards for securities industry professionals: examining members for their financial and operational condition, as well as their compliance with appropriate rules and regulations; investigating alleged violations of securities laws and the NASD's own rules; disci.... |
| Number of words: 4528 - Approximate pages: 17 |
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